Solutions for Registered Investment Advisors

Centralize and share model portfolios across your firm to streamline trading
Assist the compliance department with stress testing client portfolios and assessing portfolio risk
Book & holdings analysis across the entire firm using "criteria triggers" which grade holdings as green, yellow, or red, including 12b-1 fees
Visualize the performance of the entire firm, including net new assets, incoming & outgoing clients, market fluctuations, and individual advisor performance
Quickly onboard new financial advisors & clients by establishing investment transition plans
Assist in mergers & acquisitions but importing historical track records & transactions
Determine portfolios out of alignment with client objectives and automatically provide mock trades so the financial advisor can bring the portfolio back into alignment.
Enable your advisors to provide low cost securities-based lending solutions to your clients.

Solutions for Financial Advisors

Connect client data & investment research to automate the investment management process from end-to-end
Visualize risk & reward in a brand new way using patented technology
Screen for investments, visually compare them, and determine the best ones for your objectives
Build and track your model portfolios, including changes to the model portfolios over time
Book & holdings analysis using "criteria triggers" which grade holdings as green, yellow, or red, including 12b-1 fees
An “advisor” questionnaire enabling the platform to learn how the advisor likes to trade client accounts so mock trades can be suggested. The three basic investment management philosophies are:
- Long term buy & hold & rebalance of strategic portfolios, usually with low cost investments
- Tactical portfolios that shift the portfolio as market leadership shifts
- Contrarian portfolios that take advantage of dislocations in the market
Import a prospect’s current portfolio and build compelling proposals
Compare investments & portfolios using our patented visual technology and quality risk/reward scores
Align client risk using visual risk scores
Bypass bank & brokerage markups and offer your clients securities-based lending solutions at the cost of capital using a box spread strategy. The platform provides low cost securities based lending quotes, reporting, scenario analysis, and a client portal.

On-the-fly comparisons of a financial advisors current investments to the wholesaler’s offerings
Highlight out performance and how the portfolio manager handled periods of stress
Visually tell a story about the strength of your firm and products
Get an emotional buy-in from financial advisors on-the-spot, which out needing to generate back-and-forth proposals with the inside sales team

Enable your clients and advisors to easily & visually screen for investments
Limit the investment universe to only those funds & investments available on your platform
Automate the roles of the research analyst & portfolio traders

Visually screen for investments
Determine the quality of your investment strategy and compare your results to alternative solutions
Determine entry & exit points for investments
Track your performance